-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eb3cXU+Y3pm4ZHKgQF0mxnlN/Ul3U0kzq8AYlUbtWa6v6HksR8+dNbdmXSnGiGG0 qhyMTA0MZVMXVVV89Q7j9w== 0000950137-08-002262.txt : 20080214 0000950137-08-002262.hdr.sgml : 20080214 20080214120018 ACCESSION NUMBER: 0000950137-08-002262 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMMUNICON CORP CENTRAL INDEX KEY: 0001083132 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80333 FILM NUMBER: 08610439 BUSINESS ADDRESS: STREET 1: 3401 MASONS MILL RD STREET 2: SUITE 100 CITY: HUNTINGTON VALLEY STATE: PA ZIP: 19006 BUSINESS PHONE: 215 830 0777 X121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Alfa-Tech, LLC CENTRAL INDEX KEY: 0001403611 IRS NUMBER: 364281436 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 440 W. ONTARIO STREET CITY: CHICAGO STATE: IL ZIP: 60610 BUSINESS PHONE: 3124663700 MAIL ADDRESS: STREET 1: 440 W. ONTARIO STREET CITY: CHICAGO STATE: IL ZIP: 60610 SC 13G/A 1 c23883sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Immunicon Corporation
(Name of Issuer)
Common Stock, $0.001 par value
(Title of Class of Securities)
54260A107
(CUSIP Number)
December 31, 2007
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)
     þ Rule 13d-1(c)
     o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 


 

                     
CUSIP No.
 
54260A107 
13G Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS

Alfa-Tech, LLC
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware
       
  5   SOLE VOTING POWER
     
NUMBER OF   0
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   1,951,200
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   0
       
WITH 8   SHARED DISPOSITIVE POWER
     
    1,951,200
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  1,951,200
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  7.03%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  OO

 


 

CUSIP No. 54260A107   13G   Page 3 of 6
Item 1(a) Name of Issuer:
     Immunicon Corporation (the “Issuer”)
Item 1(b) Address of Issuer’s Principal Executive Offices:
3401 Masons Mill Road, Suite 100
Huntingdon Valley, Pennsylvania 19006
Item 2(a) Name of Person Filing:
     Alfa-Tech, LLC (“Alfa”)
Item 2(b) Address of Principal Business Office or, if none, Residence:
440 West Ontario Street
Chicago, Illinois 60610
Item 2(c) Citizenship:
     Delaware
Item 2(d) Title of Class of Securities:
     Common Stock, $0. 001 par value (“Common Stock”)
Item 2(e) CUSIP Number:
     54260A107
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
             
 
  (a)   o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
           
 
  (b)   o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
           
 
  (c)   o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
           
 
  (d)   o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
           
 
  (e)   o   An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
           
 
  (f)   o   An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
           
 
  (g)   o   A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
           
 
  (h)   o   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 


 

CUSIP No. 54260A107   13G   Page 4 of 6
             
 
  (i)   o   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 
           
 
  (j)   o   Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4. Ownership
  (a)   Amount beneficially owned:
     1,951,200 shares of Common Stock.
  (b)   Percent of class:
7.03%, based on 27,774,961 shares of Common Stock outstanding on November 2, 2007 as reported by the Issuer on its Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2007, as filed with the Securities and Exchange Commission on November 8, 2007.
  (c)   Number of shares as to which the person has:
  (i)   Sole power to vote or to direct the vote
     None
  (ii)   Shared power to vote or to direct the vote
     1,951,200
  (iii)   Sole power to dispose or direct the disposition of
     None
  (iv)   Shared power to dispose or to direct the disposition of
     1,951,200
Alfa as a Delaware limited liability company shares voting and dispositive power with its managing member, Eagle Capital Management, LLC (“ECM”), a Delaware limited liability company and Mark Slezak, the sole member of ECM. Mr. Slezak disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Item 5. Ownership of Five Percent or Less of a Class
     Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
     Not Applicable.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
     Not Applicable.

 


 

CUSIP No. 54260A107   13G   Page 5 of 6
Item 8. Identification and Classification of Members of the Group
     Not Applicable.
Item 9. Notice of Dissolution of Group
     Not Applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 


 

CUSIP No. 54260A107   13G   Page 6 of 6
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 13, 2008
                 
    Alfa-Tech, LLC    
 
               
    By:   Eagle Capital Management, LLC    
        Managing Member    
 
               
        /s/ Mark Slezak    
             
 
      By:   Mark Slezak    
 
          Sole Member    

 

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